摘要
[目的/意义]开放科学发展仍面临着诸多数据伦理难题,亟需探究与开放科学创新生态相适应的数据处理伦理准则。建立与开放科学创新生态构建相匹配的数据处理伦理准则,指导开放科学创新生态中的参与主体在数据创造、共享、传播、利用过程中按照法律规定和伦理规范开展行动,约束数据处理行为向好向善、造福社会,对于营造良好开放科学创新生态至关重要。[方法/过程]本研究首先运用文献调研、内容分析法,立足数据处理伦理的相关法律、指南、框架草案、政策以及典型数据管理模型,从普适的角度出发,立足数据获取、存储、管理、使用和销毁的实践,面向广义的社会性数据,同时兼顾一部分科研数据,关联整合不同的准则内容,寻求现有准则间的共有主题和内容,归纳数据处理伦理准则的一般维度和认可度较高的准则内容。其次,本研究结合开放科学理念和国家社会发展需要,从国内最新规划政策与开放科学内涵中,提炼出开放科学创新生态环境下的数据处理伦理准则需求。最后,本研究通过矩阵分析综合比较两项结果,从共性和特性、准则内容与政策及理念协同等角度,分析得出开放科学创新生态构建中的数据处理伦理准则框架。[结果/结论]现有的数据处理伦理准则在开放科学创新生态中具有较高的适用性,但仍需动态拓展。本研究结合开放科学理念和国家社会发展需要,提出开放科学创新生态数据处理伦理准则框架,包括长治久安、协调有序和系统科学3个维度和15个要素,旨在服务于适应中国开放科学创新生态发展的数据处理伦理准则文本的进一步制定,并为机构的数据管理提供一定参考。
[Purpose/Significance]The development of open science still faces many data ethical problems,and there is an urgent need to explore the ethical guidelines for data handling that are compatible with the open science innovation ecology.The establishment of ethical guidelines is essential to create a favorable open science innovation ecology for data handling that match the construction of open science innovation ecology,and guide the participants in the open science innovation ecology to act in accordance with legal regulations and ethical norms in the process of data creation,sharing,dissemination,and utilization,and restraining data handling behaviors for the good and benefit of society.[Method/Process]This study first uses literature research and content analysis,based on relevant laws,guidelines,draft frameworks,policies and typical data management models on data handling ethics,from a universal perspective,based on the practice of data acquisition,storage,management,use and destruction,for social data in a broad sense,while taking into account a part of scientific research data,correlating and integrating different guidelines,seeking common themes and contents among existing guidelines,and summarizing the general dimensions and highly recognized guidelines.This study summarizes the general dimensions of ethical guidelines for data handling and the contents of the guidelines with high recognition.Second,this study combines the concept of open science and the needs of national social development,and distills the needs of ethical guidelines for data handling in the open science innovation ecosystem from the latest domestic planning policies and the connotation of open science.Finally,this study synthesizes and compares the two results through matrix analysis,and analyzes the framework of ethical guidelines for data handling in the construction of open science innovation ecology from the perspectives of commonality and characteristics,and synergy between guideline contents and policies and concepts.[Results/Conclu
作者
刘静羽
贾毓洁
黄金霞
王昉
LIU Jingyu;JIA Yujie;HUANG Jinxia;WANG Fang(National Science Library,Chinese Academy of Sciences,Beijing 100190;School of Economics and Management,University of Chinese Academy of Sciences,Beijing 100190)
出处
《农业图书情报学报》
2022年第9期29-43,共15页
Journal of Library and Information Science in Agriculture
基金
中国科学院文献情报能力建设专项“建设全球高质量开放学术论文汇聚平台”(E1291902)
国家科技图书文献中心专项任务“开放资源权益及版权谈判与规范应用维护”(2022XM12)。
