摘要
刑事合规的立法化是其激励机制真正走向制度化、规范化的根本之路。域外以美国等为代表的发达国家,在刑事法方面进行广泛且持续的立法,包括免责事由、减免处罚、一般诉讼规则、暂缓起诉等,提供了颇为丰富的立法经验。刑事合规的中国化绕不开立法。在实体法方面,单位犯罪的立法调试是重点,既要考虑单位犯罪理论体系的衔接,也要从单位合规计划的构建、实施、激励等方面进行详尽规定。在程序法方面,应激活强制措施、强制性侦查措施的激励效应,并从立法上予以确认;应通过不起诉制度、认罪认罚从宽制度的变通适用,进一步探索暂缓起诉制度的中国方案,并妥善处理好检察机关的地位和作用。
Legislation of criminal compliance is the fundamental way for its incentive mechanism to truly move towards institutionalization and standardization.The developed countries represented by the United States and other countries have carried out extensive and continuous legislation on criminal law,including exemption of conviction,reduction and exemption of punishments,procedural rules,and suspension of prosecution,etc.,providing considerable experience in legislation.The sinicization of criminal compliance cannot avoid the issue of legislation.In terms of substantive law,the legislative commissioning of unit crime is the key point.It is necessary to consider the connection of the unit crime theory system,and it is also to make detailed provisions from the construction,implementation,and incentives of unit complianceis plans.In terms of procedural law,the incentive effect of compulsory measures and mandatory investigative measures should be activated and responded from the legislation;the institutional background of the status and role of the procuratorial organs should be adopted,through the adaptation of the nonprosecution systemand the lenient systemto further strengthen the guarantee function of judicialization.
作者
高铭暄
孙道萃
Gao Mingxuan;Sun Daocui
出处
《湖湘法学评论》
2021年第1期77-89,共13页
HUXIANG LAW REVIEW
基金
国家社科基金重大项目:健全社会公平正义法治保障制度研究(20ZDA032)。