摘要
信息化背景下传统金融的样态趋于网络化,网络金融无序发展导致系统性刑事风险高度集聚,金融创新与金融犯罪的界限愈加模糊。在积极治理的语境下及时转变金融监管思路,化解、防范金融风险已势在必行。“二元并行”的金融犯罪治理结构可有效统合刑法与行政手段,形成治理金融犯罪的合力。“违法相对论”尊重不同法域价值与机能的差异,强调依据法益对金融刑法规范进行独立判断,避免刑法从属于金融法。为有效防范金融风险、维护金融安全,应推动金融法由管制向监管转变、刑法由事后刑法向预防刑法转变。基于金融犯罪法定犯的特性,应对其继续沿用空白罪状模式,保持金融刑法规范的弹性,同时恪守刑法的谦抑性,防止行政权力的刑法实质化。
Under the background of informatization,the pattern of traditional finance tends to be networked.The disordered development of network finance leads to highly concentrated systematic criminal risks,and the boundaries between financial innovation and financial crime become more and more blurred.In the context of active governance,it is imperative to change the path of financial supervision in time and to resolve and prevent financial risks.The"dual parallel"governance structure can effectively integrate criminal law and administrative means to form a joint force in the governance of financial crimes."Relativity of illegality"respects the differences of values and functions between different jurisdictions,emphasizes the independence of judgment for the financial criminal law based on legal rights,and avoids the subordination of criminal law to financial law.In order to effectively prevent financial risks and maintain financial security,we should promote the transformation of financial law from regulation to supervision,and criminal law from ex post criminal law to preventive criminal law.Based on the characteristics of the legal offense of financial crime,we should continue to use the blank crime pattern,keep the flexibility of financial criminal law,abide by the modesty of criminal law to prevent the substantialization of the criminal law of administrative power.
出处
《中州学刊》
CSSCI
北大核心
2021年第5期44-53,共10页
Academic Journal of Zhongzhou
基金
国家社会科学基金重点项目“刑法的立体分析与关系刑法学研究”(19AFX007)
北京市教委社会科学计划重点项目“京津冀一体化进程中经济刑法规范适用问题研究”(SZ201710009004)。
关键词
金融犯罪
积极治理
二元并行
违法相对论
financial crime
active governance
dual parallel
relativity of illegality
