摘要
知识产权保护强度已成为跨国公司对华投资关切的重要因素。我们基于理论模型、Tobit和Probit计量回归,使用知识产权审判结案数和专利授权量测度城市层面知识产权保护强度,探究其对中国企业引进外资的影响。研究表明:(1)加强城市层面知识产权保护会提高企业实收资本中的外资持股份额,有助于企业引进外资;(2)对于中小城市和中等收入城市内的企业以及高技术行业的企业而言,加强城市层面知识产权保护对促进其引进外资的作用更大,因而加强知识产权保护具有“地区追赶效应”和“产业调整效应”;(3)加强城市层面知识产权保护对本土市场导向度越高、技术引进水平越高的企业引进外资的促进作用越大,表明加强知识产权保护通过“降低市场成本”渠道和“提高技术收益”渠道促进了企业引进外资。据此,在产业升级和新一轮开放的背景下,地方政府可根据地区经济发展和行业技术水平对知识产权保护敏感度的差异实施有差别的知识产权保护措施,以稳定外资规模、提升外资质量。
Multinational companies are deeply concerned with intellectual property protection (IPP) Base on the theoretical model, and Tobit and Probit regressions, we construct the city-level IPP index by using the number of intellectual property trial cases and patent grants respectively, and explore the impact of city level IPP on foreign capital entry into Chinese enterprises We find that firstly, the strengthening of city level IPP can increase foreign capital share in paid in capital of Chinse enterprises;secondly, the promotion effect of city-level IPP on foreign capital entry is stronger in small-medium cities and middle income cities, and in the industries with high technology, thus IPP exerts “regional catch-up effect” and “industrial adjustment effect” via attracting foreign investment;thirdly, the promotion effect of strengthening city-level IPP on foreign capital share is stronger in firms with stronger local market orientation and with higher tech transfer The results show that the strengthening of city-level IPP raises foreign capital share via reducing market costs and increasing revenue of technology transfer Accordingly, in the context of industrial upgrading and a new round of opening up, the local governments should implement differentiated IPP measures to stabilize the scale of and improve the quality of foreign investment while considering the differences in sensitivity of local economic development and industrial technology level to the IPP.
作者
沈国兵
黄铄珺
SHEN Guobing;HUANG Shuojun(Fudan University,200433)
出处
《财贸经济》
CSSCI
北大核心
2019年第12期143-157,共15页
Finance & Trade Economics
基金
教育部人文社会科学重点研究基地重大项目“行业生产网络下创新保护与中国企业外贸竞争力提升研究”(17JJD790002)
国家社会科学基金重点项目“全球生产网络与知识产权保护下中国外贸竞争力提升目标和路径研究”(15AZD058)
国家自然科学基金面上项目“全球价值链分工下中国OFDI与IFDI的互动机制与经济影响研究”(71572048)
关键词
城市层面知识产权保护
外商直接投资
企业引进外资
City-level Intellectual Property Protection
Foreign Direct Investment
Foreign Capital Entry into Enterprises
