期刊文献+

证券投资基金独立董事制度探析

Research on the System of Independent Fund Directors
下载PDF
导出
摘要 由于市场的无效性,独立董事制度是解决基金利益冲突问题现实可行的解决办法,基金独立董事治理功能是有效的。在此基础上,分析公司型基金和契约型基金中的独立董事制度的差异,结合我国契约型基金的现实,对我国基金独立董事制度的改革与发展提出了建立独立受托人制度的建议。 Due to some market failures, the system of independent fund directors is a realistic choice for effective fund governance. Independent directors, by performing fiduciary, regulator, and contractual function, can be an effective mechanism to monitor the conflicts of interest within fund structure. In light of the above analysis, this paper then claims that the contractual type fund in China should set up so - called independent trustees mechanism, because contractual type fund is so different from the corporate type fund in legal structure that only independent trustee can well perform the same function as those in corporate type fund.
作者 汪家芬
机构地区 苏州大学商学院
出处 《常州工学院学报》 2005年第5期55-59,共5页 Journal of Changzhou Institute of Technology
关键词 证券投资基金 治理 独立董事 独立受托人 investment fund governance independent directors independent trustee
  • 相关文献

参考文献3

二级参考文献18

  • 1.《1940年投资公司法》第2节(a)(19)[Z].,.. 被引量:1
  • 2.《1940年投资公司法》第2节(a)(3)[Z].,.. 被引量:1
  • 3.《1940年投资公司法》第15节(c)[Z].,.. 被引量:1
  • 4.《银丰证券投资基金契约》第四条[Z].,.. 被引量:1
  • 5于华.《强化受托责任,引入董事会和独立董事机制:改革基金治理结构的政策法规探讨》[A].中国证券业协会基金公会编.《证券投资基金法规体系研究》[C].中国法制出版社,2002年7月版.第191页.第195页. 被引量:1
  • 6The Ocganization and Opera,on of a Mutual Fund. From http://www.ici.org/Lssues/org anization-operation.html/. 被引量:1
  • 7Transcript of the Conference on the Role of Independent Investment Company Directors, at p5-6, From http://www.sec,gov/divisions/investmerit/roundteble/iicdmdt2.htm. 被引量:1
  • 8Samuel S. Kim, Mutual Funds:Solving the Shortcomings of the Independent Director Response to Advisory Sell-dealing through Use of the Undue Influence Standard, Columbia Law Review,Vol. 98:474 1998,at p483,. 被引量:1
  • 9Samuel S. Kim, Mutual Funds: Salving the Shortcomings of the Independent Director Response to Advisory. Self-dealing through Use of the Undue Influence Standard, Columbia Law Review, Vol. 98:474 1998,at p478. 被引量:1
  • 10Mundheim, Some Thoughts on the Duties and Responsibilitiss of Unalfilisdsd Directors of Mutual Funds. 115 U. Pa. L.Rev. 1058,1065(1967). 被引量:1

共引文献8

相关作者

内容加载中请稍等...

相关机构

内容加载中请稍等...

相关主题

内容加载中请稍等...

浏览历史

内容加载中请稍等...
;
使用帮助 返回顶部