摘要
我国基金业发展迅速,但是基金的组织形式只有契约型基金一种,而契约型基金由于缺少基金持有人的利益代言人,投资者利益常常得不到主张和保护,并存在着对基金管理人监管不力的先天性缺陷。分析美国的公司型基金中的独立董事制度,可以发现其独立董事很好地代表了基金持有人的利益。为解决我国基金中利益代言人缺失的问题,我们可以通过引入独立董事制度或类似独立董事制度的独立托管人制度,将其作为基金持有人的利益代言人,以期实现对我国基金治理结构的完善,保护投资者的利益。
Today in China, the fund industry is on a fast-growing track. However, there exists only one mode of organization called contractual fund. Moreover, under contractual fund, the interest of fund holders is often encroached and the fund manager would lose effective supervision for lack of a powerful prolocutor. Compared with the corporation fund in America, the independent director stands on behalf of the fund holders better, and the benefits of fund holders can obtain reasonable protection. This article proposes the introduction of the system of independent director or the independent custodian （similar to independent director）, and provide several measures to improve the fund governance and effectively protect the interests of the investors.
出处
《上海商学院学报》
2009年第2期91-94,共4页
Business Economic Review
关键词
基金治理
利益代言人
独立董事
独立受托人
fund governance, interest prolocutor, independent director, independent trustee
