摘要
目前国内在金融衍生品领域尝试建立的投资者适当性制度,将有助于保护投资者的合法权益,体现金融产品服务的差别化。尽管相关规则不断出台,但国内对该制度尚未有系统的研究成果。在规则的制订和实施中,仍缺乏明确的定位和相应的原则指导,导致具体规则也存在不少问题,因而确有必要对其进行基础性的梳理和进行相应的比较研究。
At present,domestic supervision authorities attempt to establish the Rules on Appropriateness of Investors.It should become as the basis of innovative of financial market.Not only protect the legal rights of investors,but also specific the location and way of Financial Derivative Instrument.Although an increasingly number of rules could be draw,lack of a systemic research achievement.In the process of formulate and implement of the rules,also short of specific location and relative principles.Accordingly,it...
出处
《黑龙江省政法管理干部学院学报》
2010年第5期94-97,共4页
Journal of Heilongjiang Administrative Cadre College of Politics and Law
关键词
金融衍生品
投资者保护
适当性制度
Financial Derivative Instrument
Protection of Investors
the Rules on Appropriateness
