摘要
随着人工智能技术的发展和海量司法数据的公开,面向“智慧司法”服务的司法判决预测(legal judgment prediction,LJP)任务受到了学术界和工业界的广泛关注,该任务旨在根据有限的案件事实描述文本来预测案件的罪名、法条和刑期。然而,现有工作缺乏对易混淆司法案件的智能决策的研究,且相关模型通常缺乏可解释性,这会导致模型预测严重依赖领域专家,阻碍LJP在不同法律体系中的应用。为此,提出了一种基于因果图分析的司法判决预测(prediction of legal judgment based on causal graph analysis,CGLJ)方法,首先从非结构化的法律事实描述文本中挖掘要素之间的因果关系,然后采用易混淆罪名聚类的构图方法构建因果图,既考虑了相似事实描述之间的差异,又增强了事实描述和法律法规之间的相互作用,最后将构建好的因果图融入深度神经网络进行联合推理,得到判决预测结果。此外,还对模型预测过程中的因果图推理过程进行了可视化,为判决结果提供了更好的可解释性。在2018中国“法研杯”司法人工智能挑战赛(CAIL2018)司法判决预测数据集上的实验结果表明,该方法相比基线模型取得了更好的效果。
With the development of artificial intelligence technology and the disclosure of massive judicial data,the LJP task for"smart justice"services has received widespread attention from academia and industry.The task aims to predict the charges,laws,and sentences of a case based on limited factual descriptions of the text.However,existing work lacks research on intelligent decision-making in easily confusing judicial cases,and related models often lack interpretability,which leads to heavy reliance on domain experts for model predictions and hinders the application of LJP in different legal systems.To this end,this article proposes a judicial judgment prediction method CGLJ based on causal graph analysis.Firstly,the causal relationships among elements are mined from unstructured legal fact description texts.Then a causal graph is constructed using a composition method of easily confused accusation clustering.It not only considers the difference among similar fact descriptions,but also enhances the interaction between fact descriptions and laws and regulations.Finally,the constructed causality diagram is integrated into a deep neural network for joint inference to obtain the decision prediction result.In addition,this paper also visualizes the causal diagram inference process in the model prediction,providing better interpretability for the judgment result.The experimental result on the CAIL2018 judicial judgment prediction dataset shows that the proposed method achieves better result than the baseline models.
作者
张虎
张振
范越
郭佳钰
ZHANG Hu;ZHANG Zhen;FAN Yue;GUO Jiayu(School of Computer and Information Technology,Shanxi University,Taiyuan 030006,China)
出处
《大数据》
2024年第2期109-121,共13页
Big Data Research
基金
国家自然科学基金资助项目(No.62176145)。
关键词
司法判决预测
因果图
可解释性
legal judgment prediction
causal diagram
interpretability
