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集体资产股权质押的地方实践及规则构造

Local practice and rule construction of equity pledge of collective assets
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摘要 中央立法的缺位导致农村集体资产股权质押只能由部分地方先行探索。17个省48个县市区出台的文件显示,当前地方规范在质权的设立、运行以及实现等环节呈现出非均衡性特征。经对集体资产股权质押法理逻辑的分析,该差异化格局的形成源于各地在质押客体上的观念冲突。为使集体资产股权质押规范走向制度化与体系化,应明确质押客体为集体资产股权收益权而非集体资产股权全部权能。在此基础上,建议从质押对象、公示方式、第三方同意、质押期间的质权效力以及流转程度、受让人的应有权能等方面予以规则构造,进而为新型股权质押中央规则的形成提供可借鉴经验。 The absence of central legislation has led to the equity pledge of rural collective assets only being explored by some localities first.The documents issued by 48 counties and urban districts in 17 provinces shows that the current local norms have uneven characteristics in the establishment,operation,and realization of the pledge.The analysis of the jurisprudential logic of collective assets pledge shows that the formation of the differentiated pattern stems from the conflicting concepts of pledge objects in different places.In order to institutionalize and systematize the regulation of pledge of collective assets,it should be clarified that the object of pledge is the right to income of collective assets rather than all the rights of collective assets.On that basis,it is suggested that the rules should be constructed in terms of the object of pledge,public notice,third-party consent,the validity of pledge during the pledge period and the degree of transfer,and the due rights of the transferee,so as to provide a reference experience for the formation of new central rules of equity pledge.
作者 赵新龙 曹雪芬 ZHAO Xinlong;CAO Xuefen(Law School,Anhui University of Finance and Economics,Bengbu 233000,Anhui,China)
出处 《沈阳工业大学学报(社会科学版)》 2023年第6期531-539,共9页 Journal of Shenyang University of Technology(Social Sciences)
基金 国家社会科学基金一般项目(16BFX160)。
关键词 集体资产 股权质押 地方规范 样本比较 规则构造 collective assets equity pledge local regulation sample comparison rule construction
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