摘要
算法审计具有技术审计、合规审计、风险审计、责任审计等复合属性。算法规制理念旨在规范“算法权力”,防止因算法滥用产生不良社会影响,实现算法正义。基于算法规制的视角,对算法审计进行法治化建构迫在眉睫且意义重大。算法审计的法治化建构,需要超越算法的技术性定义,关注算法输入数据的质量与评估算法产生的社会影响,遵循包括但不限于以下基本思路:鉴于既有审计类型无法包含算法审计,须规定算法审计独立审计类型;由于算法审计专业性强且市场发育不足,目前阶段应当建立公共机构主导的算法审计模式;为了有效裁决算法纠纷,有必要确立算法审计诉讼类型;面对算法治理存在侵蚀人的自主性倾向,亟待凝聚算法伦理社会共识。
An algorithm audit has the composite attributes of technical audit,compliance audit,risk audit,and responsibility audit.The algorithm regulation aims to contain the“algorithm power”,prevent the bad social influence caused by the abuse of algorithm,and realize algorithm justice.From the perspective of algorithm regulation,it is urgent and significant to construct legal rules for the algorithm audit.The rule of law construction of algorithm audit should go beyond the technical definition of the algorithm,pay attention to the quality of the input data and evaluate the social impact of the algorithm.The regulators should observe the following basic ideas:Since existing audit types cannot include algorithm audit,independent audit types of algorithm audit must be stipulated by law;Due to the strong professionalism and insufficient market development of algorithm audit,the algorithm audit model led by public institutions should be established at the current stage;In order to effectively adjudicate algorithm disputes,it is necessary to establish the litigation type of algorithm audit;Given the tendency of algorithm governance to erode people’s autonomy,it is urgent to form a social consensus of algorithm ethics.
作者
刘建业
Liu Jianye(Law School,Peking University,Beijing 100080)
出处
《河南财经政法大学学报》
2023年第3期14-23,共10页
Journal of Henan University of Economics and Law
基金
2018年国家社科基金重大项目“大数据时代个人数据保护与数据权利体系研究”(项目编号:18ZDA146)的阶段性成果。
关键词
算法社会
算法治理
算法审计
算法伦理
法治化构建
algorithm society
algorithm governance
algorithm audit
algorithm ethics
rule of law constructions
