摘要
有关技术创新激励政策效应的研究对产业特征的关注还不充分,影响了对激励政策产业层面效应的深入理解。本文认为更为系统地重审技术创新激励政策的效应,有必要将产业市场竞争度与产业技术吸收能力同步纳入研究模型,因为它们分别影响产业创新主体的技术创新动机和技术创新能力。当产业市场竞争度与产业技术吸收能力都处于高水平时,技术创新激励政策对产业技术创新的正向效应最为明显。实证数据来自和五类使能技术的应用密切相关的16个制造业的2013—2017年的数据,包括R&D资本存量、全时人员当量、发明专利申请数、新产品开发项目数、新产品销售收入数据,和以DEA视窗方法计算得到的产业技术创新绩效数据,分析结果表明:产业技术吸收能力放大了税收优惠政策对技术创新绩效的正向作用;但是R&D补贴政策对于技术吸收能力低的产业有更高的正向效应;当技术市场竞争度高时,技术吸收力对税收优惠与R&D补贴的正向促进作用最高。本研究深化了对技术创新激励政策的作用机理的理解,并提示政策制定者需要充分重视产业的市场竞争度。
Whether incentive policies of technological innovation affect technological innovation performance no longer seems to be the focus of discussion, but the mechanism by which policy works remains controversial. This paper argues that it is necessary to revisit this issue from the perspective of industrial characteristics by introducing industrial technology absorptive capacity and market competition degrees. Taking the enabling technologies(ETs) related manufacture industries as the object of study is of great significance to the enhancement of technological competitiveness and industrial upgrading. ETs are pre-competitive technologies that promote the innovation of other scientific and technological achievements. In recent years, developed countries laid stress on the development of enabling technologies and listed them as strategic development areas. In 2010, China identified the national emerging sectors of strategic importance, of which enabling technologies are the core and key part. Thus, study the incentive policies of technological innovation on the ET related manufacture industries is significant for Chinese manufacture industries′ technology upgrading and industrial competitiveness. As innovation policies are formulated for industries or sectors rather than firms, this paper′s theoretical model not only helps policy makers to tailor policies to industry characteristics, but also to adjust policy tightness according to industrial conditions. Government innovation incentives are exogenous forces for industrial technological innovation. To study the effect of incentive policies of technological innovation on industrial technological innovation. The characteristics of industries should be considered, due to that the technological absorptive capacity of the industry matters with the industry′s ability of technology innovation. Meanwhile, the competitiveness of the industrial market relates with the industry′s motivation to do technology innovation. Thus, take the two characteristics of industries into
作者
蒋洁
汤超颖
张启航
冯俊文
Jiang Jie;Tang Chaoying;Zhang Qihang;Feng Junwen(School of Intellectual Property,Nanjing University of Science and Technology,Nanjing 210014,Jiangsu,China;School of Economics and Management,University of Chinese Academy of Sciences,Beijing 100190,China;School of Economics and Management,Nanjing University of Science and Technology,Nanjing 210014,Jiangsu,China)
出处
《科研管理》
CSSCI
CSCD
北大核心
2021年第11期71-81,共11页
Science Research Management
基金
国家自然科学基金面上项目:“高层次科技人才流入与研发团队创造力的关联研究”(71974178,2020.01—2023.12)
国家自然科学基金重点项目:“高新技术产业突破性创新的形成机制与模式研究”(71932009,2020.01—2023.12)
国家自然科学基金重点项目:“国家区域发展战略下的创新生态系统发展理论与政策研究”(72034002,2021.01—2025.12)。
关键词
税收优惠
R&D补贴
产业技术创新绩效
技术吸收能力
产业市场竞争度
tax incentive
R&D subsidy
industrial technological innovation performance
technological absorptive capacity
industrial market competition
