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R&D投入、FDI流入与国内创新能力的门槛效应研究——基于地区知识产权保护异质性视角 被引量:59

Research on the Threshold Effect of R&D,FDI and Domestic Innovation Capability:Based on the Regional Heterogeneity of Intellectual Property Protection
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摘要 选取中国2002-2013年省级面板数据,考虑地区R&D投入和FDI流入两种方式影响,采用非线性面板门槛回归模型,创新性将知识产权保护的非线性门槛性质引入模型,探讨地区R&D投入和FDI流入与国内研发创新能力的内在关系与作用机理。研究表明:地区R&D投入对创新能力的影响不仅仅限于简单线性关系或U型及倒U型框架,而存在着以知识产权保护强度为三重门槛的复杂非线性显著特征;其次,地区FDI流入对创新能力的影响仍受限于地区知识产权保护强度,随着知识产权保护强度的加大,FDI流入反而对创新能力的影响程度逐次减小,呈现出明显的门槛效应特征。总体上,门槛效应地区异质性明显,尤其应将较多R&D投入地区知识产权保护水平提升,而较多FDI流入地区知识产权保护水平抑制。 Drawing upon the 2002-2013 Panel Data at the province-level in China and considering the influence of R&D input and FDI inflows, this paper uses nonlinear panel threshold regression to introduce the nonlinear threshold nature of intellectual property protection into the model and explores the mechanism between regional R&D input and FDI inflows and the domestic innovation capability. The research shows that the impact of regional R&D input on innovation capability is not limited to simple linear relationship or U-shaped and inverted U-shaped framework, but also have the complex nonlinear feature of the three thresholds of intellectual property protection; Sec- ondly, the impact of regional FDI inflows on innovation capability is still limited by the regional intellectual property protection: as the intensity of intellectual property protection increases, the impact of FDI inflows on the innovation ability gradually weakens, reflecting a typical threshold effect. On the whole, the threshold effect of regional heterogeneity is obvious, so efforts should be made to enhance the IPR protection in the R&D-intensive areas and suppress the IPR protection in the areas targeted by FDIs.
作者 陈恒 侯建
出处 《管理评论》 CSSCI 北大核心 2017年第6期85-95,共11页 Management Review
基金 国家软科学基金项目(2013GXS5B190)
关键词 R&D投入 FDI流入 创新能力 知识产权保护 地区异质性 门槛效应 R&D input, FDI inflows, innovation ability, intellectual property protection, regional heterogeneity, threshold effect
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