摘要
我国《证券法》出台伊始就确立了证券民事赔偿责任优先的原则。但时至今日,该原则却始终未能付诸现实。究其因,一方面,客观上证券民事赔偿诉讼审理及执行效率存在滞后性;另一方面,现行有关民事责任优先的原则性立法不足以支撑证券民事赔偿责任执行优先的有效实施。要真正实现我国证券市场民事赔偿责任优先原则从制度文本到司法实践的突破,就需要尽快完善相应的程序性保障规范并辅之以必要的配套实施机制,尤其是要建立行政罚款、刑事罚金的暂缓入库制度以及财政回拨制度。
The priority principle of civil liability in securities tort cases was stipulated in the Securities Law. However, the principle has not been implemented till now. On one hand, the civil procedure and execution are always time-consuming. On the other hand, current legal provisions are rather general and lack effective arrangements to support the priority principle of securities civil liability. To realize the priority principle of securities civil liability in the judicial practice, it is important to improve procedural rules and supporting clauses, in particular the administrative penalty system, criminal fine suspension to national treasury system and financial callback system.
出处
《证券市场导报》
CSSCI
北大核心
2017年第6期55-62,共8页
Securities Market Herald
关键词
证券民事赔偿
优先执行
暂缓入库
财政回拨
securities civil liability, prior execution, suspension to national treasury, financial callback
