摘要
证券投资顾问业务是券商提升核心竞争能力,实现经纪业务盈利模式转型的里程碑,是券商经纪业务未来的发展方向。自证监会颁布证券投资顾问业务以来,各路券商投入了极大的热情,纷纷组建证券投资顾问队伍,建章立制,取得了一定的成效,但也暴露了许多问题。文章总结了券商开展证券投资顾问业务的现状和存在的问题,分析了产生问题的原因,并由此提出了完善证券投资顾问业务的对策。
Securities investment consultancy business is of paramount importance for improving the core competitive ability and realizing the transformation of brokerage profit model. Certainly it is a proper direction in the future development of securities brokerage business. Since the SFC started the securities investment advisory business, various securities compa- nies or traders have been so enthusiastic that they＇ ve organized securities investment adviser teams and worked out rules and regulations, thus achieving some good results. But yet, there exist a number of problems. This article summarizes first the cur- rent situation and problems in the securities investment advisory business and analyzes the cause; and finally put forward some measures for perfecting such a kind of business.
出处
《广东外语外贸大学学报》
2013年第5期34-38,41,共6页
Journal of Guangdong University of Foreign Studies
关键词
券商
证券投资顾问业务
问题
原因
对策
securities trader
securities investment advisory business
problem
reason
measure
