摘要
1998年以来,日本系统地重建了金融监管体系。其主要内容包括金融监管机构改革和提高金融监管效能,事前金融监管制度重建与提高金融机构经营健全性,事后金融安全网建设和防范系统性风险等三个方面。日本的经验表明,金融监管体制都具有时效性特征。将金融自由化与金融监管对立关系对立起来缺乏合理性,金融监管的作用是评估和检查金融机构的风险控制程序,而不是代替金融机构决策和进行风险控制。
Since 1998, Japan has rebuilt its financial regulation system, which mainly includes the following three aspects： reform on financial regulation institutions and improvement of financial regulation efficiency; reconstruction of ex - ante regulation institution and improvement of the soundness of financial institutions; construction of ex - post financial security networks and prevention of systematic risks. Japan＇s experience shows that financial regulation system is effective only within a certain period of time; it is unreasonable to set financial liberalization and financial regulation against each other, because the role of financial regulation is not to make decisions and risk - control instead of financial institutions, but to evaluate and inspect the risk - control procedures of financial institutions.
出处
《东北亚论坛》
CSSCI
北大核心
2010年第5期104-109,共6页
Northeast Asia Forum
基金
教育部"国际金融危机应对研究应急课题"(2009JYJR050)
关键词
金融监管
监管机构
经营健全性
事后安全网
系统性风险
financial regulation
regulation institutions
sound operating
ex -post security networks
systematic risks
