摘要
作为中国本土企业合规的制度完善发起者、制度创新引领者、制度框架建设者、制度建设监督者,检察机关在企业合规审查中居于主导地位。但实践发展中,因顶层立法不明与权力的无序扩张,检察权已有介入侦查权、行政机关调查权、法院审判权的趋势;同时也缺乏法院“司法审查”规制。应当聚焦检察功能定位,立足传统检察职能发掘合规新职能,从内部维度与外部维度双层路径实现检察权边界明晰与权力控制。
As the initiator of local enterprises compliance institutional improvement,the leader of institutional innovation,the builder of institutional frameworks,and the supervisor of institutional construction,the procuratorial authorities have taken a leading role in the review of corporate compliance in China.However,in the development of practice,due to the unclear top-level legislation and disorderly expansion of procuratorial power,there is a tendency for the procuratorial power to intervene in the power of investigation,the investigative power of administrative organs,and the trial power of courts.Meanwhile,there is also a lack of“judicial review”regulation of court.Therefore,it should focus on the positioning of procuratorial functions,explore new functions for compliance based on traditional procuratorial functions,and realize the clear boundaries and power control of procuratorial power from the two-tiered path between the internal and external dimensions.
作者
任可欣
Ren Kexin(Anhui University,Hefei Anhui 230601)
出处
《安徽警官职业学院学报》
2024年第2期53-58,共6页
Journal of Anhui Vocational College of Police Officers
基金
2021年国家社科基金青年项目“企业合规视野下企业认罪认罚从宽制度构建及适用研究”(21CFX071)
2022年安徽法治与社会安全研究中心一般项目“全面法治视野下企业合规从宽机制改革的问题展现与制度纾困”(fzsh2022lx-12)。
关键词
企业合规
检察机关
权力边界
侦查机关
corporate compliance
procuratorial authority
the boundary of authority
investigative authority
