摘要
我国规范性文件中,规定了抢帽子操纵“买入持仓—公开荐股—反向卖出”的行为模式,并要求行为主体具备特殊身份。证券节目主持人廖某实施了抢帽子操纵行为,2018年被中国证监会以操纵证券市场罪定性处罚。因廖某不具有规范性文件要求的抢帽子操纵主体特殊身份,被公安机关以涉嫌非法经营罪刑事拘留。2019年最高人民法院、最高人民检察院制定的《操纵市场刑事司法解释》和全国人民代表大会常务委员会修订的《证券法》,取消了抢帽子操纵主体的身份限制,这是我国规制抢帽子操纵的新进展。根据现行法规明文规定,《刑事追诉标准(二)》不是司法解释,因此,廖某涉嫌抢帽子操纵证券市场犯罪。
According to the normative documents,the scalping behavior includes“buy stocks-publicly recommendation-sell shares”,and the subject is required to have a special identity.A well-known securities program host(Liao)was punished by China Securities Regulatory Commission for his behavior as scalping in 2018.Liao did not have the special identity which stipulated in the normative documents.In this context,Liao was detained by the police for the crime of illegal business operation.In 2019,the new judicial interpretation of market manipulation and the newly revised Securities Law cancelled the identity restriction of scalping,which is a new progress in the regulation of scalping in China.What’s more,according to the existing laws and regulations in China,standard of criminal prosecution(2)is not a judicial interpretation.Therefore,Liao should be suspected for the crime of market manipulation.
作者
李珍
夏中宝
LI Zhen;XIA Zhongbao(School of Economics,Minzu University of China,Beijing 100081;Graduate School,Chinese Academy of Social Sciences,Beijing 102488)
出处
《上海立信会计金融学院学报》
2020年第6期60-70,共11页
Journal of Shanghai Lixin University of Accounting and Finance
关键词
抢帽子操纵
司法解释
溯及力
Scalping
Judicial interpretation
Retroactivity
