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参与全球价值链分工如何影响制造业技术升级?--基于GVC分工对制造业技术升级影响机制的理论分析 被引量:4

How Does GVC Division of Labor Affect Manufacturing Technology Upgrading?--Theoretical Analysis on the Influence Mechanism of GVC Division of Labor on the Technological Upgrading of Manufacturing Industry
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摘要 在GVC分工背景下中国制造业虽不断提升自身的技术水平,但在高端制造业领域长期扮演"追随者"的角色却难于改变。对GVC分工对制造业技术升级影响机制的理论视角分析,发现参与GVC分工对发展中国家制造业技术升级促进机制和抑制机制并存。从促进机制方面看:发达国家技术转移和扩散的主动性机制;中间品技术外溢的被动机制;中间品进口的劳动力配置效应。从抑制机制方面看,通过构建博弈模型,发现当发展中国家与发达国家技术差距较小时,两国博弈的纳什均衡为{升级,不阻碍};反之,双方的技术差距越大,两国博弈的纳什均衡为{不升级,阻碍}。因此,应进一步加大开放力度,更深入地参与GVC分工体系,提升对发达国家高端技术的吸收与转化能力,增强本国技术研发能力,突破GVC对发展中国家技术升级的抑制机制。 Under the background of the GVC division of labor,China’s manufacturing industry is constantly improving its own technical level,but it is difficult to change the role of"follower"in the field of high-end manufacturing for a long time.From the theoretical perspective of the impact mechanism of the GVC division of labor on manufacturing technology upgrading,it is found that the promotion mechanism and inhibition mechanism of the GVC division of labor on manufacturing technology upgrading in developing countries coexist.In terms of promotion mechanism:first,the active technology transfer and technology diffusion mechanism based on developed countries;second,the passive mechanism of intermediate product technology spillover;third,labor allocation effect of the exported intermediate product.In terms of inhibition mechanism,this paper finds that when the technology gap between developing countries and developed countries is small,the Nash equilibrium of the game between the two countries is{upgrade,do not hinder};on the contrary,the greater the technological gap between the two countries,the Nash equilibrium of the game between the two countries is{do not upgrade,hinder}.Therefore,we should further strengthen the opening-up,participate in the GVC division of labor more deeply,enhance the absorption and transformation ability of high-end technology of developed countries,and enhance the domestic technology research and development ability,so as to break through the inhibition mechanism of GVC on technology upgrading in developing countries.
作者 潘辉 唐海燕 张会清 PAN Hui;TANG Hai-yan;ZHANG Hui-qing(School of International Economics and Trade,Shanghai lixin University of Accounting and Finance,Shanghai 201209,China;Shanghai Business School,Shanghai 200235,China)
出处 《经济体制改革》 CSSCI 北大核心 2020年第6期115-122,共8页 Reform of Economic System
基金 教育部人文社会科学研究青年基金项目“全球价值链背景下我国制造业转型升级的机制与策略研究”(15YJC790078) 国家自然科学基金面上项目“中国高端装备制造业价值链跃迁路径研究:多重嵌入的视角”(71773115)。
关键词 全球价值链分工 制造业技术升级 促进机制 抑制机制 GVC division of labor manufacturing technology upgrading promotion mechanism inhibition mechanism
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