摘要
自2018年以来,我国又一次揭开了新一轮金融对外开放的新篇章。对外资持股金融机构的比例及业务范围等进一步放开,其基调是同等对待与风险审慎治理。虽然关于金融开放与经济增长、金融安全之间的论战一直没有休止,但并没有阻挡金融开放坚定向前的步伐。金融开放为时势所需,但是在审慎性的法律治理中,开放目的何在,安全与开放的平衡如何厘定,这些都需要理性思维。金融开放的重点是开放、平等、自由与包容,而不是禁锢、歧视、束缚与偏狭。虽然安全重如泰山,但是也必须避免将安全异变为压制金融开放的工具。同时,为了巩固成果,金融开放必须走一条法治化的路线。
Since 2018,China has begun the new round of financial openness.In order to give the equal treatment and prudential governance,China intended to further lift the control over the maximum ratio of share holding&business scope,etc.The theoretic dispute between financial openness and economic growth&financial safety has never stops with common view,but it doesn’t impede the realistic process of financial openness.Financial openness is the need of times,but in the legal prudential governance,whether it is based on spiritual transformation,or on utilitarianism pursuit of material and how to balance financial safety&financial openness need corresponding answers.The Key points of financial openness lie in openness,equality,freedom and tolerance,not in confinement,discrimination,restriction and narrowness.Safety is the crucial appeal,but it is very important to prevent policy-makers from turning law into a tool of hindering financial openness.Meanwhile,for the purpose of consolidating the reform fruit,financial openness should take the road of rule of law.
作者
黎四奇
LI Si-qi(Law School of Hunan University,Changsha 410082,Hunan)
出处
《厦门大学学报（哲学社会科学版）》
CSSCI
北大核心
2020年第3期150-161,共12页
Journal of Xiamen University(A Bimonthly for Studies in Arts & Social Sciences)
基金
国家社会科学基金重点项目“互联网时代第三方支付风险治理法律问题研究”(16AFX018)。
关键词
金融开放
审慎治理
金融安全
financial openness
prudential governance
financial safety
