摘要
基于信赖,证券公司与客户之间产生多种法律关系。为保障这种信赖利益,证券公司必须受到相应的法律制度约束,其中对其违背客户信赖利益的民事责任的追究就显得尤为必要背故需要对证券公司基于客户信赖行为的法律性质作出界定,构建出规范证券公司与客户的信赖关系的责任机制。
The trust between the security companies and their clients are based on the credibility of the multiple legal nexuses therein. To ensure the trust benefits of the clients, the security company should be legally bound. Among all, the most important is to oblige the companies to assume the resulting civil liabilities. Hence, it is necessary to define the legal nature of the behavior derivable from the trust thereof and construct the appropriate normative framework to contain these problems.
出处
《华南金融研究》
2002年第5期58-62,共5页
South China Financial Research
关键词
证券公司
客户
信赖关系
法律制度
民事责任
the security companies
the clients
the trust benefits
the legal mechanism.
