摘要
证券监管立法的宗旨得以实现,需要以证券监管机构的执法为保障。对于证券监管执法的类型及其规范,无论在理论上,还是在实践中,在我国都存在许多值得探讨的地方。本文重点探讨了证券监管执法的基础理论以及对证券行政执法和证券监管措施等行为的规范与制约。
In order to realize the purpose of securities supervision legislation, the law enforcement of securities supervision agencies should be guaranteed. The types and norms of securities supervision enforcement worth discussion in China, both in theory and practice. This article focuses on the basic theory of securities supervision enforcement and also focuses on the normalization and restriction of relevant measures.
作者
李东方
LI Dong-fang(China University of Political Science and Law,Beijing,100088)
出处
《行政法学研究》
CSSCI
北大核心
2018年第6期19-31,共13页
ADMINISTRATIVE LAW REVIEW
基金
国家社科基金后期资助项目-<证券监管法论>阶段性成果
项目批准号:16FFX020
关键词
证券监管
证券行政执法
证券监管措施
规范与制约
Securities Supervision
Securities Administrative Law Enforcement
Securities Supervi- sion Measures
Normalization and Restriction
