摘要
操纵证券市场行为具有一定的欺诈属性,但滥用证券市场的优势或者影响力,人为控制或者影响证券市场行情,才是其本质特征和危害实质所在。只有在主观上具有操纵或者影响证券市场行情的目的,客观上具有操纵或者影响证券市场行情的可能性,操纵证券市场行为才能充足操纵证券市场罪的法定构成要件。由此决定,操纵证券市场罪在我国并非结果犯,而是具体危险犯和目的犯。至于行为人是否具备特殊身份或者特殊地位,在所不问。
Stock-price manipulation has certain property of fraud, yet the abuse of market dominating position or influence and the artificial control of stock price are its essential attribute and real harm. Only when those which deliberate to manipulate or affect stock prices subjectively and when it is objectively feasible to manipulate or affect stock prices can stock price manipulations suffice as legal constitutive requirements for the crime of manipulating the securities, and this would make the crime of manipulating the securities a specific potential damage offense and purpose offense as well, instead of a consequential offense. However, whether the not be considered. actor has a special identity or special position shouldnot be considered.
出处
《中国人民大学学报》
CSSCI
北大核心
2014年第4期85-95,共11页
Journal of Renmin University of China
基金
国家社会科学基金后续资助项目"中国金融监管现代化研究:以全球化为背景的思考"(10FFX016)
教育部新世纪人才支持计划项目"刑法的经济学分析"(NCET-09-0830)
高等学校全国优秀博士学位论文作者专项资金资助项目"现代化与刑事法治的建构--从刑事一体化的角度"(200204)
关键词
操纵证券市场
行为本质
其他方法
因果关系
主观目的
stock-price manipulation
the essence of action
other means
causation
subjective intent