摘要
在内幕交易犯罪中如何认定内幕信息是司法实践中一个重大问题,内幕信息的认定应当坚持非公开性、重大性、确切性的标准。对于内幕信息的传递应区分具体案情的不同情形,依法追究直接从内幕信息知情人员处非法获取内幕信息的人员的刑事责任,对于下面传递层级的人员,基于罪刑法定之原则,不宜进行刑事处罚。对行为人利用相关信息做出预测的情形,只有行为人利用的是内幕信息做出预测时才可进行刑事处罚。
How to identify insider information on the crime of insider trading is a major problem in judicial practice. The identification of inside information should be based on three standards ： non - openness, materiality and tangibility. The expansion of inside information should be distinguished according to different situations： the person who illegally obtained inside information directly from insiders shall be investigated criminally while other sub- level information transfers, based on the principles of legality, should not be criminally punished. As for those who make use of relevant information to predict, only when they take advantage of inside information can they carry criminal penalties.
出处
《河南警察学院学报》
2014年第1期75-80,共6页
Journal of Henan Police College
基金
中央高校基本科研业务费专项资金资助项目"复权制度研究"(2012YBXS25)
关键词
内幕交易犯罪
内幕信息立法
内幕信息传递
The crime of insider trading
The legislation of inside information
The expansion of inside infor-mation
