摘要
本文认为,《刑法》在规制非法经营期货行为时应当设立"非法经营期货罪",将该罪从"非法经营罪"中独立出来,并将期货犯罪与证券犯罪分开。"非法经营期货罪"的主体包括自然人和单位,客体为期货交易秩序和投资人权益,主观方面为故意,客观方面为交易场所外进行期货交易且情节严重的行为。刑罚配置方面应当调整最高刑,并增设资格刑。
The article argues that 'the Criminal Law' should set up a 'crime of illegal futures business' in regulating illegal futures conduct and separate this specific crime from 'crime of illegal business'.Futures crimes should be independent of securities crimes.Crimes of illegal fu tures business refer the subjects to natural persons and units and the objects to the futures trading order and the investors’ interests.If a futures trading happens intentionally and objectively outside the trading venues and causes serious outcomes,it is identified as illegal futures business.Configuration should be adjusted to a maximum penalty of penalties and set up an additional qualification penalty.
出处
《上海金融》
CSSCI
北大核心
2013年第7期75-78,118,共4页
Shanghai Finance
关键词
期货交易
非法经营期货
非法经营期货罪
刑法规制
独立化
Futures
Illegal Futures Business
The Crime of Illegal Futures Business
Criminal Regulation
Independence
