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证券市场上中小投资者权益保护机制初探

Mechanism for Protecing Small and Medium Investors in Securities Market
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摘要 保护投资者的合法权益是证券法的立法宗旨,然而近几年证券市场上侵犯投资者权益的事件不断发生,在一定程度上已经影响到证券市场的稳定。《证券法》等法律法规中的诸多缺漏,使得其未能充分有效地发挥出保护中小投资者的合法权益、遏制违法行为的作用。应不断完善法律法规,强制信息公开制度,规范信息披露方式,并通过设立法律责任维护中小投资者利益,以强化对中小投资者权益的保护。 Protecting the interests of investors is the legislating purport of Securities Law, but recently, breaching cases are rampant in securities market, which to some extend affect the stability in the market. Many defects in the Securities Law undermine its function of protecting interests, and of deterring violations. So, in order to strengthen the protecion, rules and regulations should be perfected, compulsory disclosure system should be in place, disclosure means should be formatted, and obligation to protect interests should be legislated.
作者 张诒雁
出处 《福建金融管理干部学院学报》 2011年第5期53-56,共4页 Journal of Fujian Institute of Financial Administrators
关键词 证券法 中小投资者 权益保护 完善 securities Law small and medium investors interests protection, perfection
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