7See Christopher C. Geczy.Jinghua Yan. Who are the Beneficiaries When Insider Trade? An Examination of Piggybacking in the Brokerage Industry [ J ]. EFA 2005 Moscow Meetings AFA 2007 Chicago Meeting Paper, March 15, 2006. 被引量：1
8See Christopher M. Gorman. ARE CHINESE WALLS THE BEST SOLUTION TO THE PROB- LEMS OF INSIDER TRADING AND CONFLICTS OF INTEREST IN BROKER-DEALERS? [ M]. 9 Fordham J. corp. & Fin. L. 475. 被引量：1
5Financial Services Authority,Temporary Short Selling Measures : Consulafion Paper 09/1 (January,2009). 被引量：1
6Adam C. Kolasinski, Adam V. Reed & Jacob R. Thornock,Prohibitions versus Constraints: The 2008 Short Sales Regulations, AFA 2010 Atlanta Meetings Paper( October 5, 2009). 被引量：1
7Seraina N. Gruenewald,Alexander F. Wagner & Rolf Weber,Short Selling Regulation after the Financial Crisis - First Principles Revisi- ted, Swiss Finance Institute Research Paper No. 09 - 28 ( August,2009 ), p. 21. 被引量：1
8Amendments to Regulation SHO, supra note 34, pp. 13 - 14. 被引量：1
10Michael Powers, David Schizer & Martin Shubik, Market Bubbles and Wasteful Avoidence:Tax and Regulatory Constraints on Short Sales, Columbia Law and Economics Working Paper No. 217 ,p. 40. 被引量：1
