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欧盟卡特尔案件宽大制度及启示 被引量:3

On Leniency Program in the Cartel Cases of EU and Experimental Study
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摘要 欧盟宽大制度是一种减轻或免除卡特尔行为人罚款责任的制度。自1996年欧盟引入该项制度以来,现已历经2002年和2006年两次修改。现行宽大制度包括罚款全额免除和部分减免两方面:前者适用于最先提供可使欧盟委员会展开调查或发现违法行为证据的企业;后者适用于提供对欧盟委员会已掌握之证据具有显著附加价值证据的企业。同时,为保证宽大制度的有效实施,欧盟在宽大制度程序保障机制及规制机关自由裁量权控制等方面做出了完善规定。 Leniency program is the system of immunity from fines and reduction of fines in cartel cases. Since EU established it in 1996, it has been amended twice in 2002 and 2006. The current leniency program includes two sides, immunity from fines and reduction of fines. The former will be granted to the undertaking firstly submitting information and evidence which enable Commission to carry out a targeted inspection or find an infringement. The later will be granted to the undertaking providing the Commission with evidence which represents significant added value with respect to the evidence already. To ensure the effective implementation, EU made a perfect provision in the procedures and discretion of leniency program.
作者 王玉辉
机构地区 郑州大学法学院
出处 《河北法学》 CSSCI 北大核心 2010年第12期156-161,共6页 Hebei Law Science
基金 河南省软科学研究项目<反垄断法罚款减免制度研究>(102400420009)的阶段性成果 郑州大学"211工程"重点学科建设项目"社会转型期的法治建设与公民教育"项目<反垄断法宽大制度研究>的阶段性成果 教育部人文社会科学研究项目<反垄断法宽大制度研究>
关键词 卡特尔 宽大制度 反垄断法 罚款 Cartel leniency program anti-monopoly fines
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参考文献12

  • 1Scott D. Harmmond. Detecting and deterring cartel activity through an effective leniency policy, The International Workshop on Cartels, Brighton, England, November 21. http ://www. usdoj, gov/atr/public/speeches/9928, pdf 2009 - 06 - 21. 被引量:1
  • 2欧洲经济区协定第56条. 被引量:1
  • 3"Commission notice on Immunity from fines and reduction of fines in the cartel cases" , http ://eurlex. europa, eu/LexUriServ/ LexUriServ. do? uri = CELEX 52006XC 1208 ( 04 ) : EN : NOT. 被引量:1
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  • 5Massimo Motta. Fighting Cartels: Economic Analysis and European Union Experiences. "Towards an Effective Implementation of New Competition Policy" coorganized by the CPRC, 21st Century COE/RES Program Hitotsubashi Univerisity and Nihon Keizai Shimbun on January 27, 2006. 被引量:1
  • 6Geradin, D. , and D. Henry. 2005. "The EC. fining policy for violations of competition law : An empirical review of the Commission decisional practice and the Community courts, judgments". Brussels: Global Competition Law Centre W. P. 03/05. 被引量:1
  • 7Mario Monti. The New Shape of European Competition Policy. This article is written text of the Keynote Speech delivered at the Competition Policy Symposium on November 20, 2003. http://www, jftc. go. jp. 被引量:1
  • 8Competition: Commission Leniency Notice - frequently asked questions, http://europa, eu/rapid/pressReleasesAction, do? reference = MEMO/06/d-70&format = HTML&aged = 0&language = EN&guiLanguage = en. 被引量:1
  • 9http://ec, europa, eu/competition/cartels/leniency/leniency, html. 被引量:1
  • 10Joseph E. Harrington Jr. Corporate Leniency Programs and the Role of the Antitrust Authority in Detecting Collusion. This paper was commissioned for the International Symposium on "Towards an Effective hnplementation of New Competition Policy". http://www, jftc. go. jp. 被引量:1

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