摘要
本文从稽查执法的角度对以中国证监会为查办主体的上市公司违规行为进行统计分析,检验稽查执法对规范上市公司行为、促进市场效率、加强投资者保护等方面的实际效果。结果表明,中国证监会对上市公司的稽查执法具有强烈的信息传递效应,对规范上市公司行为起到了一定的促进作用,有利于通过完善法律环境和提高投资者保护意识不断实现投资者保护的重要目标。
In this paper, we statistically analyzed the irregularities of listed companies mainly investigated by China Securities Regulatory Commission （CSRC）, we also tested the actual effects of the securities inspection and law enforcement in amending activities of listed companies, enhancing market efficiency and increasing investor protection. The results indicate that the inspection and law enforcement conducted by CSRC passes a strong message to the listed companies, helping to regulate their behaviors in the market, together by improving the legal environment and raising awareness of investor protection, the important goal of investor protection can be gradually achieved.
出处
《证券市场导报》
CSSCI
北大核心
2009年第12期48-53,共6页
Securities Market Herald
关键词
公司监管
稽查执法
违规行为
投资者保护
Corporate governance, Inspection and law enforcement, Irregularities, Investor protection
