摘要
我国传统的上市公司统一监管模式已不能适应社会经济发展的要求,上市资源的多元化、法律法规的非完备性、证券监管资源的有限性、上市公司之间的低水平均衡竞争等因素都要求对我国的上市公司进行差异化监管。本文分析了我国上市公司差异化监管的必要性,并提出我国上市公司差异化监管的思路与对策:上市公司差异化监管应从多层次、多角度展开实施;在对上市公司实施差异化监管后,应注意保持法律法规对放松监管后的上市公司的持续威慑力,同时,应加强对中介机构的监管。
The traditional uniform supervision method does not fit the requirements of the present social and economic development. Many factors such as the diversity of listing resources, non-completeness of law and regulations, the limitedness of securities supervision resources, low-level competition between listed companies and so on all call on the differentiated supervision policy over listed companies. This paper studies the necessity of the differentiated supervision policy over listed companies, its ways of implementation and countermeasures. The differentiated supervision policy should be enforced from multi-levels and multi-angles. After implementing the differentiated supervision policy, the deterrence force of law and regulations should sustain continuously, and meanwhile, the supervision over the intermediary organizations should be enhanced.
出处
《南方金融》
北大核心
2009年第8期44-46,共3页
South China Finance
关键词
上市公司
差异化监管
上市公司质量
Listed Companies
Differentiated Supervision
Quality of Listed Companies
