摘要
为了反映金融市场的最新发展和从市场动荡中获取教训,巴塞尔银行监管委员会对其2000年发布的《银行机构流动性管理的稳健做法》进行了重新审视,于2008年9月发布了《稳健的流动性风险管理和监管原则》。其从独立性、透明度两方面强调了监管机构良好的治理结构对构建强有力的银行流动性风险框架的重要性;明确银行公司治理中流动性风险管理利益攸关各方的职责;重构流动性风险管理规则框架。我国应从改进流动性指标、强化流动性风险的治理、体现激励相容等角度吸收和借鉴国际银行流动性风险监管的先进经验和做法,完善我国流动性风险监管体系。
In an effort to keep in accordance with latest financial market development and learn from recent financial turmoil, the Basel Committee on Banking Supervision, BCBS, published principles for sound liquidity risk management and supervision in September 2008. More detailed guidance is provided given the importance of establishing sound governance structure, confirming related parties' duty in governance of liquidity risk management, and constructing effective liquidity risk management framework. It is essential for China's commercial banks to learn from advanced experience in liquidity risk management and supervision, and to perfect their own liquidity risk management systems.
出处
《上海金融》
CSSCI
北大核心
2009年第2期42-45,共4页
Shanghai Finance
关键词
流动性风险
银行监管
稳健管理
银行治理
Liquidity Risk
Banking Supervision
Sound Management
Banking Governance