摘要
证券监管应该考虑成本与收益,证券监管的成本包括直接成本与间接成本。在监管过程中应根据成本和收益的比值来确定监管的边界。我国目前监管范围过宽,增加了监管成本,减少了监管收益,从而影响到监管的效率,应该改变监管方式,进行重点监管。同时为了保证监管的效率,也要从效率和行为方面对监管者进行一定的监督。
Securities intervention should consider its cost and profit,the cost include direct cost and indirect cost.we should define the boundary of securities intervention by the ratio of cost and profit.Now,our country securities intervention＇s scope is too wide,thus influence the efficiency of securities intervention.We should change the method of securities intervention,and focus our discussion on securities intervention.At the same time ,we should supervise Supervision Institution.
出处
《特区经济》
北大核心
2008年第5期118-120,共3页
Special Zone Economy
关键词
监管效率
监管范围
监管“监管者”
efficiency of intervention
the boundary of intervention
supervise Supervision Institution
