摘要
进入后股权分置时代,资本市场利益机制、运行规则和市场环境等方面的变革将对上市公司价值取向和行为模式产生深刻影响,从而给监管工作带来许多新的挑战。本文以全流通下上市公司及相关主体的行为变化为主线,对上市公司中小股东权益保护、大股东、高管人员以及信息披露、融资、并购等方面出现的新情况、新问题进行了分析研究,并结合监管实践提出了相应的对策建议。
In post non-tradable share reform era, the corresponding changes in interest mechanism of capital market, its operating roles and environment will bring about deep impact on the concept of value and behavior pattern of listed companies, which, in turn, imposes new challenges to the regulators. This paper follows the main track of changing behavior of listed companies and related parties to make a research on problems that newly arise in such areas like protection of minority shareholders, timely disclosure of majority shareholders and senior officers, finance and merger. Policy suggestion is made in line with regulatory practice.
出处
《证券市场导报》
CSSCI
北大核心
2006年第11期4-13,共10页
Securities Market Herald
