Based on provincial panel data of water footprint and grey water footprint, and with the help of data envelopment analysis model considering and without considering the unde- sirable output, this paper estimates the w...Based on provincial panel data of water footprint and grey water footprint, and with the help of data envelopment analysis model considering and without considering the unde- sirable output, this paper estimates the water resources utilization efficiency in China from 1997 to 2011. The spatial weighting matrix based on economy-spatial distance function is established to discuss spatial autocorrelation of water resources utilization efficiency. With the help of absolute/3-convergence model, this paper concludes that there exists/%convergence in the water resources utilization efficiency. Under the conditions of considering and without considering the undesirable output, it takes about 52.6 and 5.6 years respectively to achieve the extent of half of convergence. By mean of the spatial Durbin econometric model, this paper studies spatial spillover effects of the provincial water resources utilization efficiency in China. The results are as follows. 1） With considering and without considering the undesir- able output, there is significant spatial correlation in provincial water resource efficiency in China. 2） Under the two cases, the spatial autoregressive coefficients （p） are 0.278 and 0.507 respectively, at 1% significance level. There exist the spatial spillover effects of provin- cial water resources utilization efficiency. 3） With considering the undesirable output, these factors of the education funds, the transportation infrastructure, and the industrial and agri- cultural water consumption proportion have positive impacts. These factors of foreign direct investment, the industry value-added water consumption per ten thousand yuan, per capita water consumption, and the total precipitation have negative impacts. 4） Without considering the undesirable output, the factor of GDP per laborer has a greater positive significant influ- ence on the water resources utilization efficiency. However the facts of industry value-added water consumption in ten thousand yuan and the transportation infrastructure h展开更多
Urban agglomerations in China have become the strategic core of national economic development and the main component of the new type of urbanization. However, they are threatened by a series of eco-environmental probl...Urban agglomerations in China have become the strategic core of national economic development and the main component of the new type of urbanization. However, they are threatened by a series of eco-environmental problems and challenges, including the severe overexploitation of natural resources. Eco-efficiency, which is defined as accomplishing the greatest possible economic benefit with the least possible resource input and damage to the environment, is used as an indicator to quantify the sustainability of urban agglomerations. In this work, a traditional data envelopment analysis(DEA) model with a slack-based measurement(SBM) model of undesirable outputs, was used to assess and compare the economic efficiency and eco-efficiency of four major urban agglomerations in eastern China(UAECs) in 2005, 2011, and 2014. The spatio-temporal characteristics of the evolution of urban agglomerations were analyzed. Based on the results of a slack analysis, suggestions for improving the eco-efficiency of the four UAECs are provided. The overall economic efficiency of urban agglomerations located in the Shandong Peninsula, Yangtze River Delta, and Pearl River Delta displayed a V-shaped pattern(decreased and then increased). In contrast, the overall economic efficiency of the Beijing-Tianjin-Hebei urban agglomeration declined during the study period. The Beijing-Tianjin-Hebei urban agglomeration had a considerable loss of economic efficiency due to pollution, whereas the Shandong Peninsula urban agglomeration was less impacted. Overall, the eco-environmental efficiency of the four UAECs declined from 2005 to 2011 and then increased from 2011 to 2014. In addition, the urban eco-efficiency in the four coastal UAECs was characterized by different evolution patterns. The eco-efficiency was higher in the peri-urban areas of the core cities, riverside areas, and seaside areas and lower in the inland cities. The core cities of the Beijing-Tianjin-Hebei, Yangtze River Delta, and Pearl River Delta urban agglomerations were characterized展开更多
The efficient use of water resources directly affects environmental, social, and economic development; therefore, it has a significant impact on urban populations. A slacks-based measure for data envelopment analysis ...The efficient use of water resources directly affects environmental, social, and economic development; therefore, it has a significant impact on urban populations. A slacks-based measure for data envelopment analysis （SBM-DEA） has been widely used in energy efficiency and environmental efficiency analyses in recent years. Based on this model, data from 316 cities were examined and a category method was employed involving three different sorting techniques to empirically evaluate the efficiency of urban water re- source utilization in China between 2000 and 2012. The overall efficiency （OE） of urban water resource utilization in China was initially low, but has improved over the past decade. The scale efficiency （SE） was higher than the pure technological efficiency （PTE）; PTE is a major determining factor of OE, and has had an increasingly significant effect. The efficiency of water resource utilization varied ac- cording to the region, urban scale, and economic function. The OE score for the eastern China was higher than for the rest of the region, and the OE score for the western China was higher than for the central China. The OE score for urban water resource utilization has improved with urban expansion, except in the case of small cities. The SE showed an inverted U-shaped＇ trend with increasing urban expansion. The OE of urban water utilization in comprehensive functional cities was greater than in economic specialization cities, and was greater in heavy industry specialization cities than in other specialization cities. This study contributes to the field of urban water resource management by examining variations in efficiency with urban ~ezle展开更多
China is a country with the most water consumption, so it is lack of water resources.Industry has brought serious water pollution while driving economic development, which leads to the destruction of ecological enviro...China is a country with the most water consumption, so it is lack of water resources.Industry has brought serious water pollution while driving economic development, which leads to the destruction of ecological environment. With the improvement of environmental awareness, many scholars have shifted their research direction to how to improve the ecological environment. Most studies consider the whole system as a "black box", regardless of its internal structure. Therefore, a method to identify inefficiency is necessary and some suggestions for optimization are given. In this paper,a two-stage undesirable fixed-sum output data envelopment analysis(DEA) model is proposed. The industrial chemical oxygen demand(COD) emission during 2011–2015 are adjusted, and the efficiency values are calculated by heuristic search algorithm. The efficiency of 30 provinces and cities is divided into eastern, central and western regions. The model can identify the inefficient stage in industrial system, and find the source of low efficiency in the system. The analysis shows that the efficiency of eastern region is the highest, while the overall efficiency is inclined to the pollutant treatment stage.Finally, the paper puts forward some suggestions for the low efficiency areas, which can save water while ensuring economic benefits, and provide new direction for water pollution reduction and improve the ecological environment.展开更多
The purpose of this paper is to assess the operational efficiency of a public bus transportation via a case study from a company in a large city of China by using data envelopment analysis(DEA)model and Shannon’s ent...The purpose of this paper is to assess the operational efficiency of a public bus transportation via a case study from a company in a large city of China by using data envelopment analysis(DEA)model and Shannon’s entropy.This company operates 37 main routes on the backbone roads.Thus,it plays a significant role in public transportation in the city.According to bus industry norms,an efficiency evaluation index system is constructed from the perspective of both company operations and passenger demands.For passenger satisfaction,passenger waiting time and passenger-crowding degree are considered,and they are undesirable indicators.To describe such indicators,a superefficient DEA model is constructed.With this model,by using actual data,efficiency is evaluated for each bus route.Results show that the DEA model with Shannon’s entropy being combined achieves more reasonable results.Also,sensitivity analysis is presented.Therefore,the results are meaningful for the company to improve its operations and management.展开更多
Making use of the data envelopment analysis （DEA） technique and taking undesirable fiscal phenomena into account, this paper comprehensively quantifies the public fnance performance of local governments in China dur...Making use of the data envelopment analysis （DEA） technique and taking undesirable fiscal phenomena into account, this paper comprehensively quantifies the public fnance performance of local governments in China during the course of fiscal decentralization reform. The introduction of undesirable fiscal outcomes into this assessment makes it possible to identify meaningful and informative characteristics of local public finance performance in China. When reforms are first implemented, local pubIic financial performance improves because undesirable fiscal phenomena have not yet become too serious. The tax sharing system reform did not work well in its early stages, and negatively impacted public expenditure e3ficiency. The reform started to play a substantial role between 2001 and 2005, when local governments experienced better public finance performance. Corresponding to the deterioration of the financial sector in recent years, local public financial performance worsened after 2007. Further reform of the current fiscal and taxation system is necessary in China, to ensure a brighter future for the nation.展开更多
In the last decade,ranking units in data envelopment analysis(DEA) has become the interests of many DEA researchers and a variety of models were developed to rank units with multiple inputs and multiple outputs.These ...In the last decade,ranking units in data envelopment analysis(DEA) has become the interests of many DEA researchers and a variety of models were developed to rank units with multiple inputs and multiple outputs.These performance factors(inputs and outputs) are classified into two groups:desirable and undesirable.Obviously,undesirable factors in production process should be reduced to improve the performance.Also,some of these data may be known only in terms of ordinal relations.While the models developed in the past are interesting and meaningful,they didn t consider both undesirable and ordinal factors at the same time.In this research,we develop an evaluating model and a ranking model to overcome some deficiencies in the earlier models.This paper incorporates undesirable and ordinal data in DEA and discusses the efficiency evaluation and ranking of decision making units(DMUs) with undesirable and ordinal data.For this purpose,we transform the ordinal data into definite data,and then we consider each undesirable input and output as desirable output and input,respectively.Finally,an application that shows the capability of the proposed method is illustrated.展开更多
Mergers and acquisitions(M&A) are important parts of banking reform, which can increase the synergies and reduce the costs of the banks. To analyze the effect and importance of the M&A in the reform period, we...Mergers and acquisitions(M&A) are important parts of banking reform, which can increase the synergies and reduce the costs of the banks. To analyze the effect and importance of the M&A in the reform period, we measure the productivity change of China’s banks who completed M&A during 2004–2018, by using a two-stage data envelopment analysis(DEA) method. First, we incorporate the process of deposits producing and the process of profit earning as a two-stage structure of bank’s system. Then,we construct a slacks-based measure(SBM) model considering the weak disposability of undesirable outputs to measure the productivity of 14 M&A banks in China. Particularly, we adopt the global Malmquist index(GMI) to evaluate the productivity change of the banks, and analyze the efficiency change(EC) and technical change(TC) for the whole system and individual stages. Additionally, to facilitate making M&A plans, we classify the M&A banks to obtain the process they need to improve and the trend they could adopted:(i) We classify them into four categories by the productivity of two individual stages;(ii) We also classify them into four categories by EC and TC. Finally, the policy recommendations for M&A banks are given.展开更多
The researching on the DMUs with undesirable outputs gives the non-radial model FDEA of the relative efficiency evaluation,proves the efficiency theories, and calculates the example.The application of FDEA model shows...The researching on the DMUs with undesirable outputs gives the non-radial model FDEA of the relative efficiency evaluation,proves the efficiency theories, and calculates the example.The application of FDEA model shows its importance in the production to save the resources,improve the desirable outputs, and decrease the undesirable outputs,especially reduce the environmental pollution.展开更多
Environmental efficiency standards are often used to evaluate the costs of oceanic economic development. A variety of statistical analyses were applied in this study to quantify the marine environmental efficiency of ...Environmental efficiency standards are often used to evaluate the costs of oceanic economic development. A variety of statistical analyses were applied in this study to quantify the marine environmental efficiency of 11 Chinese coastal provinces and municipalities between 2000 and 2014. Results initially reveal that environmental efficiency measures that incorporate undesirable outputs are more consistent with real production conditions and thus the use of marine economic and environmental efficiencies supplement and complement one another. Second, overall marine environmental efficiency across China tends to be low and can be spatially characterized by a transformation such that the inefficiencies noted in 2000 have subsequently been transformed to comprise a three-tiered structure that encompasses northern, central, and southern cores. Third, variation in absolute and relative marine environmental efficiency differences for the coastal regions of China have been consistent over time; values initially decreased before increasing again in a fluctuating manner over the time period of this analysis. Fourth, data show that the Pearl River Delta area has experienced the highest rate of change in marine environmental efficiency over time when economic zones are used as basic research units, although values have nevertheless fluctuated significantly. Fifth, values for total factor productivity as well as technical efficiency and change across the Chinese marine economy all fluctuated over time but increased. Data show that changes in marine environmental efficiency across China can primarily be attributed to progress in marine science and technology. Finally, levels of capital investment and marine industrial pollution intensity are not significantly correlated with marine environmental efficiency. Indeed, both marine industrial structural levels and environmental protection technologies have had a positive effect on environmental efficiency while levels of investment in marine scientific research as well as the scale 展开更多
This paper contributes to the literatures about Chinese commercial banks technical efficiency. In order to eliminate the deviation of efficiency scores caused by an undesirable output that is represented by banks’ no...This paper contributes to the literatures about Chinese commercial banks technical efficiency. In order to eliminate the deviation of efficiency scores caused by an undesirable output that is represented by banks’ non-performing loans, the estimation is based on an enhanced parametric hyperbolic distance function which considers not only desirable outputs but also undesirable outputs. Furthermore, we extend the model to divide the factors that affecting technical efficiency into direct factors and indirect factors and exclude the influence of the latter when analyzing the determiners of banks technical efficiency. The validity of this model is examined by a panel of bank data from 2004-2010.展开更多
China’s commercial banks are confronted with fierce competition from advanced big commercial banks abroad, which have much better performance in non-performing loans (NPLs) than China’s commercial banks. In this cas...China’s commercial banks are confronted with fierce competition from advanced big commercial banks abroad, which have much better performance in non-performing loans (NPLs) than China’s commercial banks. In this case, efficiency rating and ranking of China’s commercial banks are of great importance. We treat the rate of non-performing loans (NPLs) as an undesirable output from the operating process of commercial bank and utilize cross efficiency of DEA (Data Envelopment Analysis) to evaluate and rank China’s commercial banks between 2006 and 2008 horizontally and vertically. In the end we will propose our conclusion.展开更多
By extending the traditional productivity theory,a new concept total productivity( TP) is introduced. Using a directional distance function approach,the concept is applied to measuring economic growth of 8 economic re...By extending the traditional productivity theory,a new concept total productivity( TP) is introduced. Using a directional distance function approach,the concept is applied to measuring economic growth of 8 economic regions of China covering an 18 years period( 1997—2014) and test its convergence. Results showed that TP grew at an average rate of 6. 6% per year led mainly by technical change( 6. 5%). When environmental undesirable outputs are included,the Middle Yellow River,Northwest and Southwest regions of China witnessed higher productivity changes. Results of the convergence analysis revealed that China had made progress in reducing regional imbalance in growth. Inclusion of undesirable output showed that the energy-saving emission reduction policies had speed up the convergence rate of TP and environment oriented productivity. However,China's welfare oriented productivity is still very low.展开更多
This paper proposes to use DEA models with undesirable outputs to construct the Malmquist index that can be use to investigate the dynamic changes of CO 2 emission performance.With the index,the authors have measured ...This paper proposes to use DEA models with undesirable outputs to construct the Malmquist index that can be use to investigate the dynamic changes of CO 2 emission performance.With the index,the authors have measured the CO 2 emission performance of 28 provinces and autonomous regions in China from 1996 to 2007;with the convergence theory and panel data regression model,the authors analyze the regional differences and the influencing factors.It is found that the performance of CO 2 emissions in China has been continuously improved mainly due to the technological progress,and the average improvement rate is 3.25%,with a cumulative improvement rate of 40.86%.In addition,the CO 2 emission performance varies across four regions.As a whole,the performance score of eastern China is the highest.The northeastern and central China has relatively lower performance scores,and the western China is relatively backward.The regional differences are decreasing,and the performance of CO 2 emissions is convergent.The influence of some factors on the performance of CO 2 emissions is significant,such as the level of economic development,the level of industrial structure,energy intensity,and ownership structure.The influence of some factors,such as opening-up to the outside world,on the performance of CO 2 emissions is not significant..展开更多
DEA(data envelopment analysis) models can be divided into two groups: Radial DEA and non-radial DEA, and the latter has higher discriminatory power than the former. The range adjusted measure(RAM) is an effective and ...DEA(data envelopment analysis) models can be divided into two groups: Radial DEA and non-radial DEA, and the latter has higher discriminatory power than the former. The range adjusted measure(RAM) is an effective and widely used non-radial DEA approach. However, to the best of our knowledge, there is no literature on the integer-valued super-efficiency RAM-DEA model,especially when undesirable outputs are included. We first propose an integer-valued RAM-DEA mode with undesirable outputs and then extend this model to an integer-valued super-efficiency RAM-DEA model with undesirable outputs. Compared with other DEA models, the two novel models have many advantages: 1) They are non-oriented and non-radial DEA models, which enable decision makers to simultaneously and non-proportionally improve inputs and outputs;2) They can handle integer-valued variables and undesirable outputs, so the results obtained are more reliable;3) The results can be easily obtained as it is based on linear programming;4) The integer-valued super-efficiency RAM-DEA model with undesirable outputs can be used to accurately rank efficient DMUs. The proposed models are applied to evaluate the efficiency of China’s regional transportation systems(RTSs) considering the number of transport accidents(an undesirable output). The results help decision makers improve the performance of inefficient RTSs and analyze the strengths of efficient RTSs.展开更多
Data envelopment analysis (DEA) has become a standard non parametric approach to productivity analysis, especially to relative efficiency analysis of decision making units (DMUs). Extended to the prediction field, it ...Data envelopment analysis (DEA) has become a standard non parametric approach to productivity analysis, especially to relative efficiency analysis of decision making units (DMUs). Extended to the prediction field, it can solve the prediction problem with multiple inputs and outputs which can not be solved easily by the regression analysis method.But the traditional DEA models can not solve the problem with undesirable outputs,so in this paper the inherent relationship between goal programming and the DEA method based on the relationship between multiple goal programming and goal programming is explored,and a mixed DEA model which can make all factors of inputs and undesirable outputs decrease in different proportions is built.And at the same time,all the factors of desirable outputs increase in different proportions.展开更多
基金National Social Science Foundation of China, No. 11BJY063 Program for New Century Excellent Talents in University, No.NECT-13-0844
文摘Based on provincial panel data of water footprint and grey water footprint, and with the help of data envelopment analysis model considering and without considering the unde- sirable output, this paper estimates the water resources utilization efficiency in China from 1997 to 2011. The spatial weighting matrix based on economy-spatial distance function is established to discuss spatial autocorrelation of water resources utilization efficiency. With the help of absolute/3-convergence model, this paper concludes that there exists/%convergence in the water resources utilization efficiency. Under the conditions of considering and without considering the undesirable output, it takes about 52.6 and 5.6 years respectively to achieve the extent of half of convergence. By mean of the spatial Durbin econometric model, this paper studies spatial spillover effects of the provincial water resources utilization efficiency in China. The results are as follows. 1） With considering and without considering the undesir- able output, there is significant spatial correlation in provincial water resource efficiency in China. 2） Under the two cases, the spatial autoregressive coefficients （p） are 0.278 and 0.507 respectively, at 1% significance level. There exist the spatial spillover effects of provin- cial water resources utilization efficiency. 3） With considering the undesirable output, these factors of the education funds, the transportation infrastructure, and the industrial and agri- cultural water consumption proportion have positive impacts. These factors of foreign direct investment, the industry value-added water consumption per ten thousand yuan, per capita water consumption, and the total precipitation have negative impacts. 4） Without considering the undesirable output, the factor of GDP per laborer has a greater positive significant influ- ence on the water resources utilization efficiency. However the facts of industry value-added water consumption in ten thousand yuan and the transportation infrastructure h
基金Major Program of National Natural Science Foundation of China,No.41590840,No.41590842National Natural Science Foundation of China,No.41371177
文摘Urban agglomerations in China have become the strategic core of national economic development and the main component of the new type of urbanization. However, they are threatened by a series of eco-environmental problems and challenges, including the severe overexploitation of natural resources. Eco-efficiency, which is defined as accomplishing the greatest possible economic benefit with the least possible resource input and damage to the environment, is used as an indicator to quantify the sustainability of urban agglomerations. In this work, a traditional data envelopment analysis(DEA) model with a slack-based measurement(SBM) model of undesirable outputs, was used to assess and compare the economic efficiency and eco-efficiency of four major urban agglomerations in eastern China(UAECs) in 2005, 2011, and 2014. The spatio-temporal characteristics of the evolution of urban agglomerations were analyzed. Based on the results of a slack analysis, suggestions for improving the eco-efficiency of the four UAECs are provided. The overall economic efficiency of urban agglomerations located in the Shandong Peninsula, Yangtze River Delta, and Pearl River Delta displayed a V-shaped pattern(decreased and then increased). In contrast, the overall economic efficiency of the Beijing-Tianjin-Hebei urban agglomeration declined during the study period. The Beijing-Tianjin-Hebei urban agglomeration had a considerable loss of economic efficiency due to pollution, whereas the Shandong Peninsula urban agglomeration was less impacted. Overall, the eco-environmental efficiency of the four UAECs declined from 2005 to 2011 and then increased from 2011 to 2014. In addition, the urban eco-efficiency in the four coastal UAECs was characterized by different evolution patterns. The eco-efficiency was higher in the peri-urban areas of the core cities, riverside areas, and seaside areas and lower in the inland cities. The core cities of the Beijing-Tianjin-Hebei, Yangtze River Delta, and Pearl River Delta urban agglomerations were characterized
基金Key Research Program of Chinese Academy of Sciences(No.KZZD-EW-06-03-03)
文摘The efficient use of water resources directly affects environmental, social, and economic development; therefore, it has a significant impact on urban populations. A slacks-based measure for data envelopment analysis （SBM-DEA） has been widely used in energy efficiency and environmental efficiency analyses in recent years. Based on this model, data from 316 cities were examined and a category method was employed involving three different sorting techniques to empirically evaluate the efficiency of urban water re- source utilization in China between 2000 and 2012. The overall efficiency （OE） of urban water resource utilization in China was initially low, but has improved over the past decade. The scale efficiency （SE） was higher than the pure technological efficiency （PTE）; PTE is a major determining factor of OE, and has had an increasingly significant effect. The efficiency of water resource utilization varied ac- cording to the region, urban scale, and economic function. The OE score for the eastern China was higher than for the rest of the region, and the OE score for the western China was higher than for the central China. The OE score for urban water resource utilization has improved with urban expansion, except in the case of small cities. The SE showed an inverted U-shaped＇ trend with increasing urban expansion. The OE of urban water utilization in comprehensive functional cities was greater than in economic specialization cities, and was greater in heavy industry specialization cities than in other specialization cities. This study contributes to the field of urban water resource management by examining variations in efficiency with urban ~ezle
基金Supported by Doctoral Research Startup Fund of Anhui University of Finance&Economics (85051)。
文摘China is a country with the most water consumption, so it is lack of water resources.Industry has brought serious water pollution while driving economic development, which leads to the destruction of ecological environment. With the improvement of environmental awareness, many scholars have shifted their research direction to how to improve the ecological environment. Most studies consider the whole system as a "black box", regardless of its internal structure. Therefore, a method to identify inefficiency is necessary and some suggestions for optimization are given. In this paper,a two-stage undesirable fixed-sum output data envelopment analysis(DEA) model is proposed. The industrial chemical oxygen demand(COD) emission during 2011–2015 are adjusted, and the efficiency values are calculated by heuristic search algorithm. The efficiency of 30 provinces and cities is divided into eastern, central and western regions. The model can identify the inefficient stage in industrial system, and find the source of low efficiency in the system. The analysis shows that the efficiency of eastern region is the highest, while the overall efficiency is inclined to the pollutant treatment stage.Finally, the paper puts forward some suggestions for the low efficiency areas, which can save water while ensuring economic benefits, and provide new direction for water pollution reduction and improve the ecological environment.
基金supported in part by the Science and Technology Development Fund(FDCT),Macao SAR(0017/2019/A1,0002/2020/AKP)in part by the National Natural Science Foundation of China(61803397)。
文摘The purpose of this paper is to assess the operational efficiency of a public bus transportation via a case study from a company in a large city of China by using data envelopment analysis(DEA)model and Shannon’s entropy.This company operates 37 main routes on the backbone roads.Thus,it plays a significant role in public transportation in the city.According to bus industry norms,an efficiency evaluation index system is constructed from the perspective of both company operations and passenger demands.For passenger satisfaction,passenger waiting time and passenger-crowding degree are considered,and they are undesirable indicators.To describe such indicators,a superefficient DEA model is constructed.With this model,by using actual data,efficiency is evaluated for each bus route.Results show that the DEA model with Shannon’s entropy being combined achieves more reasonable results.Also,sensitivity analysis is presented.Therefore,the results are meaningful for the company to improve its operations and management.
基金sponsored by Project 985(2011SHKXZD001)Zhuo-Shi Talent Plan at Fudan Universitythe Shanghai Leading Academic Disciplines Project(B101)
文摘Making use of the data envelopment analysis （DEA） technique and taking undesirable fiscal phenomena into account, this paper comprehensively quantifies the public fnance performance of local governments in China during the course of fiscal decentralization reform. The introduction of undesirable fiscal outcomes into this assessment makes it possible to identify meaningful and informative characteristics of local public finance performance in China. When reforms are first implemented, local pubIic financial performance improves because undesirable fiscal phenomena have not yet become too serious. The tax sharing system reform did not work well in its early stages, and negatively impacted public expenditure e3ficiency. The reform started to play a substantial role between 2001 and 2005, when local governments experienced better public finance performance. Corresponding to the deterioration of the financial sector in recent years, local public financial performance worsened after 2007. Further reform of the current fiscal and taxation system is necessary in China, to ensure a brighter future for the nation.
文摘In the last decade,ranking units in data envelopment analysis(DEA) has become the interests of many DEA researchers and a variety of models were developed to rank units with multiple inputs and multiple outputs.These performance factors(inputs and outputs) are classified into two groups:desirable and undesirable.Obviously,undesirable factors in production process should be reduced to improve the performance.Also,some of these data may be known only in terms of ordinal relations.While the models developed in the past are interesting and meaningful,they didn t consider both undesirable and ordinal factors at the same time.In this research,we develop an evaluating model and a ranking model to overcome some deficiencies in the earlier models.This paper incorporates undesirable and ordinal data in DEA and discusses the efficiency evaluation and ranking of decision making units(DMUs) with undesirable and ordinal data.For this purpose,we transform the ordinal data into definite data,and then we consider each undesirable input and output as desirable output and input,respectively.Finally,an application that shows the capability of the proposed method is illustrated.
基金Supported by National Natural Science Foundation of China (71871223, 72171238, 71991465)Natural Science Foundation of Hunan Province (2021JJ20072)。
文摘Mergers and acquisitions(M&A) are important parts of banking reform, which can increase the synergies and reduce the costs of the banks. To analyze the effect and importance of the M&A in the reform period, we measure the productivity change of China’s banks who completed M&A during 2004–2018, by using a two-stage data envelopment analysis(DEA) method. First, we incorporate the process of deposits producing and the process of profit earning as a two-stage structure of bank’s system. Then,we construct a slacks-based measure(SBM) model considering the weak disposability of undesirable outputs to measure the productivity of 14 M&A banks in China. Particularly, we adopt the global Malmquist index(GMI) to evaluate the productivity change of the banks, and analyze the efficiency change(EC) and technical change(TC) for the whole system and individual stages. Additionally, to facilitate making M&A plans, we classify the M&A banks to obtain the process they need to improve and the trend they could adopted:(i) We classify them into four categories by the productivity of two individual stages;(ii) We also classify them into four categories by EC and TC. Finally, the policy recommendations for M&A banks are given.
文摘The researching on the DMUs with undesirable outputs gives the non-radial model FDEA of the relative efficiency evaluation,proves the efficiency theories, and calculates the example.The application of FDEA model shows its importance in the production to save the resources,improve the desirable outputs, and decrease the undesirable outputs,especially reduce the environmental pollution.
基金Under the auspices of National Natural Science Foundation of China(No.41571127)Ministry of Education Humanities and Social Sciences Key Research Base Major Project(No.17JJD790010)
文摘Environmental efficiency standards are often used to evaluate the costs of oceanic economic development. A variety of statistical analyses were applied in this study to quantify the marine environmental efficiency of 11 Chinese coastal provinces and municipalities between 2000 and 2014. Results initially reveal that environmental efficiency measures that incorporate undesirable outputs are more consistent with real production conditions and thus the use of marine economic and environmental efficiencies supplement and complement one another. Second, overall marine environmental efficiency across China tends to be low and can be spatially characterized by a transformation such that the inefficiencies noted in 2000 have subsequently been transformed to comprise a three-tiered structure that encompasses northern, central, and southern cores. Third, variation in absolute and relative marine environmental efficiency differences for the coastal regions of China have been consistent over time; values initially decreased before increasing again in a fluctuating manner over the time period of this analysis. Fourth, data show that the Pearl River Delta area has experienced the highest rate of change in marine environmental efficiency over time when economic zones are used as basic research units, although values have nevertheless fluctuated significantly. Fifth, values for total factor productivity as well as technical efficiency and change across the Chinese marine economy all fluctuated over time but increased. Data show that changes in marine environmental efficiency across China can primarily be attributed to progress in marine science and technology. Finally, levels of capital investment and marine industrial pollution intensity are not significantly correlated with marine environmental efficiency. Indeed, both marine industrial structural levels and environmental protection technologies have had a positive effect on environmental efficiency while levels of investment in marine scientific research as well as the scale
文摘This paper contributes to the literatures about Chinese commercial banks technical efficiency. In order to eliminate the deviation of efficiency scores caused by an undesirable output that is represented by banks’ non-performing loans, the estimation is based on an enhanced parametric hyperbolic distance function which considers not only desirable outputs but also undesirable outputs. Furthermore, we extend the model to divide the factors that affecting technical efficiency into direct factors and indirect factors and exclude the influence of the latter when analyzing the determiners of banks technical efficiency. The validity of this model is examined by a panel of bank data from 2004-2010.
文摘China’s commercial banks are confronted with fierce competition from advanced big commercial banks abroad, which have much better performance in non-performing loans (NPLs) than China’s commercial banks. In this case, efficiency rating and ranking of China’s commercial banks are of great importance. We treat the rate of non-performing loans (NPLs) as an undesirable output from the operating process of commercial bank and utilize cross efficiency of DEA (Data Envelopment Analysis) to evaluate and rank China’s commercial banks between 2006 and 2008 horizontally and vertically. In the end we will propose our conclusion.
基金Ministry of Education of Humanities and Social Sciences Youth Project,China(No.17YJCZH154)
文摘By extending the traditional productivity theory,a new concept total productivity( TP) is introduced. Using a directional distance function approach,the concept is applied to measuring economic growth of 8 economic regions of China covering an 18 years period( 1997—2014) and test its convergence. Results showed that TP grew at an average rate of 6. 6% per year led mainly by technical change( 6. 5%). When environmental undesirable outputs are included,the Middle Yellow River,Northwest and Southwest regions of China witnessed higher productivity changes. Results of the convergence analysis revealed that China had made progress in reducing regional imbalance in growth. Inclusion of undesirable output showed that the energy-saving emission reduction policies had speed up the convergence rate of TP and environment oriented productivity. However,China's welfare oriented productivity is still very low.
基金financial support provided by the National Social Science Foundation of China (Grant No. 08 &ZD046)National Natural Science Foundation of China (Grant No.70903031 and 41071348)
文摘This paper proposes to use DEA models with undesirable outputs to construct the Malmquist index that can be use to investigate the dynamic changes of CO 2 emission performance.With the index,the authors have measured the CO 2 emission performance of 28 provinces and autonomous regions in China from 1996 to 2007;with the convergence theory and panel data regression model,the authors analyze the regional differences and the influencing factors.It is found that the performance of CO 2 emissions in China has been continuously improved mainly due to the technological progress,and the average improvement rate is 3.25%,with a cumulative improvement rate of 40.86%.In addition,the CO 2 emission performance varies across four regions.As a whole,the performance score of eastern China is the highest.The northeastern and central China has relatively lower performance scores,and the western China is relatively backward.The regional differences are decreasing,and the performance of CO 2 emissions is convergent.The influence of some factors on the performance of CO 2 emissions is significant,such as the level of economic development,the level of industrial structure,energy intensity,and ownership structure.The influence of some factors,such as opening-up to the outside world,on the performance of CO 2 emissions is not significant..
基金Supported by the National Natural Science Foundation of China(71862026)the China Postdoctoral Science Foundation(2018T110209)+2 种基金the Natural Science Foundation of Inner Mongolia(2018MS07006)the“13th Five Year”Plan of Educational Science Research in Inner Mongolia(NGJGH2018016)the State Scholarship Fund of China Scholarship Council(20180815502)。
文摘DEA(data envelopment analysis) models can be divided into two groups: Radial DEA and non-radial DEA, and the latter has higher discriminatory power than the former. The range adjusted measure(RAM) is an effective and widely used non-radial DEA approach. However, to the best of our knowledge, there is no literature on the integer-valued super-efficiency RAM-DEA model,especially when undesirable outputs are included. We first propose an integer-valued RAM-DEA mode with undesirable outputs and then extend this model to an integer-valued super-efficiency RAM-DEA model with undesirable outputs. Compared with other DEA models, the two novel models have many advantages: 1) They are non-oriented and non-radial DEA models, which enable decision makers to simultaneously and non-proportionally improve inputs and outputs;2) They can handle integer-valued variables and undesirable outputs, so the results obtained are more reliable;3) The results can be easily obtained as it is based on linear programming;4) The integer-valued super-efficiency RAM-DEA model with undesirable outputs can be used to accurately rank efficient DMUs. The proposed models are applied to evaluate the efficiency of China’s regional transportation systems(RTSs) considering the number of transport accidents(an undesirable output). The results help decision makers improve the performance of inefficient RTSs and analyze the strengths of efficient RTSs.
文摘Data envelopment analysis (DEA) has become a standard non parametric approach to productivity analysis, especially to relative efficiency analysis of decision making units (DMUs). Extended to the prediction field, it can solve the prediction problem with multiple inputs and outputs which can not be solved easily by the regression analysis method.But the traditional DEA models can not solve the problem with undesirable outputs,so in this paper the inherent relationship between goal programming and the DEA method based on the relationship between multiple goal programming and goal programming is explored,and a mixed DEA model which can make all factors of inputs and undesirable outputs decrease in different proportions is built.And at the same time,all the factors of desirable outputs increase in different proportions.
